fairXiv Pronounced fair • kive

16737 latest Fairness/Ethics + ML/AI papers

MRJ-Agent: An Effective Jailbreak Agent for Multi-Round Dialogue

Fengxiang Wang, Ranjie Duan, Peng Xiao, Xiaojun Jia, YueFeng Chen, Chongwen Wang, Jialing Tao, Hang Su, Jun Zhu, Hui Xue

arXiv:2411.03814v1 »Full PDF »
Large Language Models (LLMs) demonstrate outstanding performance in their reservoir of knowledge and understanding capabilities, but they have also been shown to be prone to illegal or unethical reactions when subjected to jailbreak attacks. To ensure their responsible deployment in critical applications, it is crucial to understand the safety capabilities and vulnerabilities of LLMs. Previous works mainly focus on jailbreak in single-round dialogue, overlooking the potential jailbreak risks in multi-round dialogues, which are a vital way humans interact with and extract information from LLMs. Some studies have increasingly concentrated on the risks associated with jailbreak in multi-round dialogues. These efforts typically involve the use of manually crafted templates or prompt engineering techniques. However, due to the inherent complexity of multi-round dialogues, their jailbreak performance is limited. To solve this problem, we propose a novel multi-round dialogue jailbreaking agent, emphasizing the importance of stealthiness in identifying and mitigating potential threats to human values posed by LLMs. We propose a risk decomposition strategy that distributes risks across multiple rounds of queries and utilizes psychological strategies to enhance attack strength. Extensive experiments show that our proposed method surpasses other attack methods and achieves state-of-the-art attack success rate. We will make the corresponding code and dataset available for future research. The code will be released soon.Abstract

PanGu-Bot: Efficient Generative Dialogue Pre-training from Pre-trained Language Model

Fei Mi, Yitong Li, Yulong Zeng, Jingyan Zhou, Yasheng Wang, Chuanfei Xu, Lifeng Shang, Xin Jiang, Shiqi Zhao, Qun Liu

arXiv:2203.17090v3 »Full PDF »

Update model and results; add comparison with EVA2.0

In this paper, we introduce PanGu-Bot, a Chinese pre-trained open-domain dialogue generation model based on a large pre-trained language model (PLM) PANGU-alpha (Zeng et al.,2021). Different from other pre-trained dialogue models trained over a massive amount of dialogue data from scratch, we aim to build a powerful dialogue model with relatively fewer data and computation costs by inheriting valuable language capabilities and knowledge from PLMs. To this end, we train PanGu-Bot from the large PLM PANGU-alpha, which has been proven well-performed on a variety of Chinese natural language tasks. We investigate different aspects of responses generated by PanGu-Bot, including response quality, knowledge, and safety. We show that PanGu-Bot outperforms state-of-the-art Chinese dialogue systems (CDIALGPT (Wang et al., 2020), EVA (Zhou et al., 2021), EVA2.0 (Gu et al., 2022)) w.r.t. the above three aspects. We also demonstrate that PanGu-Bot can be easily deployed to generate emotional responses without further training. Throughout our empirical analysis, we also point out that the PanGu-Bot response quality, knowledge correctness, and safety are still far from perfect, and further explorations are indispensable to building reliable and smart dialogue systems. Our model and code will be available at https://github.com/huawei-noah/Pretrained-Language-Model/tree/master/PanGu-Bot soon.Abstract

CDR: Customizable Density Ratios of Strong-over-weak LLMs for Preference Annotation

Guangxuan Xu, Kai Xu, Shivchander Sudalairaj, Hao Wang, Akash Srivastava

arXiv:2411.02481v2 »Full PDF »
Preference tuning of large language models (LLMs) relies on high-quality human preference data, which is often expensive and time-consuming to gather. While existing methods can use trained reward models or proprietary model as judges for preference annotation, they have notable drawbacks: training reward models remain dependent on initial human data, and using proprietary model imposes license restrictions that inhibits commercial usage. In this paper, we introduce customized density ratio (CDR), a training-free and highly effective method that leverages off-the-shelf LLMs for preference data annotation. Our approach uses the log-density ratio between a better-aligned LLM and a less aligned LLM as a reward signal. We explores 221 different LLMs pairs and empirically demonstrate that increasing the performance gap between paired LLMs correlates with better reward generalization. Furthermore, we show that tailoring the density ratio reward function with specific criteria and preference exemplars enhances performance across domains and within target areas. In our experiment using density ratio from a pair of Mistral-7B models, CDR achieves a RewardBench score of 82.6, outperforming the best trained reward functions from same model class and demonstrating competitive performance against SoTA models in Safety (91.0) and Reasoning (88.0) domains. We use CDR to annotate an on-policy preference dataset with which we preference tune Llama-3-8B-Instruct with SimPO. Using reward signals from two relatively weak models, our approach pushes Llama-3-8B to achieve a 37.4% (+15.1%) win rate on ArenaHard and a 40.7% (+17.8%) win rate on Length-Controlled AlpacaEval 2.0, along with a score of 8.0 on MT-Bench.Abstract

BehaviorGPT: Smart Agent Simulation for Autonomous Driving with Next-Patch Prediction

Zikang Zhou, Haibo Hu, Xinhong Chen, Jianping Wang, Nan Guan, Kui Wu, Yung-Hui Li, Yu-Kai Huang, Chun Jason Xue

arXiv:2405.17372v3 »Full PDF »

NeurIPS 2024

Simulating realistic behaviors of traffic agents is pivotal for efficiently validating the safety of autonomous driving systems. Existing data-driven simulators primarily use an encoder-decoder architecture to encode the historical trajectories before decoding the future. However, the heterogeneity between encoders and decoders complicates the models, and the manual separation of historical and future trajectories leads to low data utilization. Given these limitations, we propose BehaviorGPT, a homogeneous and fully autoregressive Transformer designed to simulate the sequential behavior of multiple agents. Crucially, our approach discards the traditional separation between "history" and "future" by modeling each time step as the "current" one for motion generation, leading to a simpler, more parameter- and data-efficient agent simulator. We further introduce the Next-Patch Prediction Paradigm (NP3) to mitigate the negative effects of autoregressive modeling, in which models are trained to reason at the patch level of trajectories and capture long-range spatial-temporal interactions. Despite having merely 3M model parameters, BehaviorGPT won first place in the 2024 Waymo Open Sim Agents Challenge with a realism score of 0.7473 and a minADE score of 1.4147, demonstrating its exceptional performance in traffic agent simulation.Abstract

SIESEF-FusionNet: Spatial Inter-correlation Enhancement and Spatially-Embedded Feature Fusion Network for LiDAR Point Cloud Semantic Segmentation

Jiale Chen, Fei Xia, Jianliang Mao, Haoping Wang, Chuanlin Zhang

arXiv:2411.06991v1 »Full PDF »

9 pages, 4 figures

The ambiguity at the boundaries of different semantic classes in point cloud semantic segmentation often leads to incorrect decisions in intelligent perception systems, such as autonomous driving. Hence, accurate delineation of the boundaries is crucial for improving safety in autonomous driving. A novel spatial inter-correlation enhancement and spatially-embedded feature fusion network (SIESEF-FusionNet) is proposed in this paper, enhancing spatial inter-correlation by combining inverse distance weighting and angular compensation to extract more beneficial spatial information without causing redundancy. Meanwhile, a new spatial adaptive pooling module is also designed, embedding enhanced spatial information into semantic features for strengthening the context-awareness of semantic features. Experimental results demonstrate that 83.7% mIoU and 97.8% OA are achieved by SIESEF-FusionNet on the Toronto3D dataset, with performance superior to other baseline methods. A value of 61.1% mIoU is reached on the semanticKITTI dataset, where a marked improvement in segmentation performance is observed. In addition, the effectiveness and plug-and-play capability of the proposed modules are further verified through ablation studies.Abstract

LongSafetyBench: Long-Context LLMs Struggle with Safety Issues

Mianqiu Huang, Xiaoran Liu, Shaojun Zhou, Mozhi Zhang, Chenkun Tan, Pengyu Wang, Qipeng Guo, Zhe Xu, Linyang Li, Zhikai Lei, Linlin Li, Qun Liu, Yaqian Zhou, Xipeng Qiu, Xuanjing Huang

arXiv:2411.06899v1 »Full PDF »
With the development of large language models (LLMs), the sequence length of these models continues to increase, drawing significant attention to long-context language models. However, the evaluation of these models has been primarily limited to their capabilities, with a lack of research focusing on their safety. Existing work, such as ManyShotJailbreak, has to some extent demonstrated that long-context language models can exhibit safety concerns. However, the methods used are limited and lack comprehensiveness. In response, we introduce \textbf{LongSafetyBench}, the first benchmark designed to objectively and comprehensively evaluate the safety of long-context models. LongSafetyBench consists of 10 task categories, with an average length of 41,889 words. After testing eight long-context language models on LongSafetyBench, we found that existing models generally exhibit insufficient safety capabilities. The proportion of safe responses from most mainstream long-context LLMs is below 50\%. Moreover, models' safety performance in long-context scenarios does not always align with that in short-context scenarios. Further investigation revealed that long-context models tend to overlook harmful content within lengthy texts. We also proposed a simple yet effective solution, allowing open-source models to achieve performance comparable to that of top-tier closed-source models. We believe that LongSafetyBench can serve as a valuable benchmark for evaluating the safety capabilities of long-context language models. We hope that our work will encourage the broader community to pay attention to the safety of long-context models and contribute to the development of solutions to improve the safety of long-context LLMs.Abstract

The Multiple Dimensions of Spuriousness in Machine Learning

Samuel J. Bell, Skyler Wang

arXiv:2411.04696v2 »Full PDF »
Learning correlations from data forms the foundation of today's machine learning (ML) and artificial intelligence (AI) research. While such an approach enables the automatic discovery of patterned relationships within big data corpora, it is susceptible to failure modes when unintended correlations are captured. This vulnerability has expanded interest in interrogating spuriousness, often critiqued as an impediment to model performance, fairness, and robustness. In this article, we trace deviations from the conventional definition of statistical spuriousness-which denotes a non-causal observation arising from either coincidence or confounding variables-to articulate how ML researchers make sense of spuriousness in practice. Drawing on a broad survey of ML literature, we conceptualize the "multiple dimensions of spuriousness," encompassing: relevance ("Models should only use correlations that are relevant to the task."), generalizability ("Models should only use correlations that generalize to unseen data"), human-likeness ("Models should only use correlations that a human would use to perform the same task"), and harmfulness ("Models should only use correlations that are not harmful"). These dimensions demonstrate that ML spuriousness goes beyond the causal/non-causal dichotomy and that the disparate interpretative paths researchers choose could meaningfully influence the trajectory of ML development. By underscoring how a fundamental problem in ML is contingently negotiated in research contexts, we contribute to ongoing debates about responsible practices in AI development.Abstract

RoCar: A Relationship Network-based Evaluation Method for Large Language Models

Ming Wang, Wenfang Wu, Chongyun Gao, Daling Wang, Shi Feng, Yifei Zhang

arXiv:2307.15997v2 »Full PDF »
Large language models (LLMs) have received increasing attention. However, due to the complexity of its capabilities, how to rationally evaluate the capabilities of LLMs is still a task to be solved. We propose the RoCar method, which utilizes the defined basic schemas to randomly construct a task graph and generates natural language evaluation tasks based on the task graph to evaluate the reasoning and memory abilities of LLMs respectively. Due to the very large randomness of the task construction process, it is possible to ensure that none of the LLMs to be tested has directly learned the evaluation tasks, guaranteeing the fairness of the evaluation method.Abstract

A Survey on Large Language Models for Code Generation

Juyong Jiang, Fan Wang, Jiasi Shen, Sungju Kim, Sunghun Kim

arXiv:2406.00515v2 »Full PDF »
Large Language Models (LLMs) have garnered remarkable advancements across diverse code-related tasks, known as Code LLMs, particularly in code generation that generates source code with LLM from natural language descriptions. This burgeoning field has captured significant interest from both academic researchers and industry professionals due to its practical significance in software development, e.g., GitHub Copilot. Despite the active exploration of LLMs for a variety of code tasks, either from the perspective of natural language processing (NLP) or software engineering (SE) or both, there is a noticeable absence of a comprehensive and up-to-date literature review dedicated to LLM for code generation. In this survey, we aim to bridge this gap by providing a systematic literature review that serves as a valuable reference for researchers investigating the cutting-edge progress in LLMs for code generation. We introduce a taxonomy to categorize and discuss the recent developments in LLMs for code generation, covering aspects such as data curation, latest advances, performance evaluation, ethical implications, environmental impact, and real-world applications. In addition, we present a historical overview of the evolution of LLMs for code generation and offer an empirical comparison using the HumanEval, MBPP, and BigCodeBench benchmarks across various levels of difficulty and types of programming tasks to highlight the progressive enhancements in LLM capabilities for code generation. We identify critical challenges and promising opportunities regarding the gap between academia and practical development. Furthermore, we have established a dedicated resource GitHub page (https://github.com/juyongjiang/CodeLLMSurvey) to continuously document and disseminate the most recent advances in the field.Abstract

Variational Imbalanced Regression: Fair Uncertainty Quantification via Probabilistic Smoothing

Ziyan Wang, Hao Wang

arXiv:2306.06599v8 »Full PDF »

Accepted at NeurIPS 2023

Existing regression models tend to fall short in both accuracy and uncertainty estimation when the label distribution is imbalanced. In this paper, we propose a probabilistic deep learning model, dubbed variational imbalanced regression (VIR), which not only performs well in imbalanced regression but naturally produces reasonable uncertainty estimation as a byproduct. Different from typical variational autoencoders assuming I.I.D. representations (a data point's representation is not directly affected by other data points), our VIR borrows data with similar regression labels to compute the latent representation's variational distribution; furthermore, different from deterministic regression models producing point estimates, VIR predicts the entire normal-inverse-gamma distributions and modulates the associated conjugate distributions to impose probabilistic reweighting on the imbalanced data, thereby providing better uncertainty estimation. Experiments in several real-world datasets show that our VIR can outperform state-of-the-art imbalanced regression models in terms of both accuracy and uncertainty estimation. Code will soon be available at https://github.com/Wang-ML-Lab/variational-imbalanced-regression.Abstract